投资学英文课件Chap03.pptVIP

CHAPTER 3;How Firms Issue Securities;How Firms Issue Securities (Ctd.);Investment Banking;Figure 3.1 Relationship Among a Firm Issuing Securities, the Underwriters, and the Public;Investment Banking;Investment Banking (Ctd.);Initial Public Offerings;Figure 3.3 Long-term Relative Performance of Initial Public Offerings;How Securities are Traded;How Securities are Traded;Bid and Asked Prices;Types of Orders;Figure 3.5 Price-Contingent Orders;Trading Mechanisms;NASDAQ;Table 3.1 Partial Requirements for Listing on NASDAQ Markets;New York Stock Exchange;Table 3.2 Some Initial Listing Requirements