高校研发创新效率的测度和评价研究 - 中国科技资源导刊.pdfVIP

中国科技资源导刊 ISSN 1674-1544 CHINA SCIENCE TECHNOLOGY RESOURCES REVIEW 2012 5 44 3 61-66 ISSN 1674-1544 Vol.44 No.3 61-66 May 2012 年 月 第 卷第 期　 , 高校研发创新效率的测度和评价研究 姜彤彤1，2 （1，山东师范大学经济学院，山东济南 250014 ；2 ，北京科技大学经济管理学院，北京 100083 ） 摘  要：文章采用经典的随机前沿分析 （SFA ）和数据包络分析 （DEA ）两种方法对我国大陆31 省市的高校研发创 新效率进行测度和评价。在分析研究过程中，以专利授权数为创新产出变量，以研发人力和研发经费作为创新投入变 量。分析结果表明：我国高校研发创新效率整体水平偏低，但随着时间的推移逐渐提高；采用SFA 法测度的结果与采 用DEA 法测度的结果相比更小且较为稳定；两种方法测度出的创新效率在数值上有一定差异，但在排序上具有明显的 一致性。 关键词：随机前沿分析（SFA ）；数据包络分析（DEA ）；高等学校；研发创新效率；专利 中图分类号：G644 文献标识码：A DOI：10.3772/j .issn.1674-1544.2012.03.013 Study on the RD Innovation Efficiency of Colleges and Universities in China Based on Patent and SFA/DEA Method Jiang Tongtong1,2 (1.School of Economics, Shandong Normal University, Jinan 250014;2. School of Economics and Management, University of Science and Technology Beijing, Beijing 100083) Abstract: Based on the panel data of colleges and universities’ innovation system in china during 2004-2009, this paper estimates RD innovation efficiency using the classic methods of stochastic frontier analysis and data envelopment analysis. The results show that the RD innovation efficiency of colleges and universities remains low in the overall, but it has been improving in recent years. The RD innovation efficiency is lower and more stable while using SFA method. Although the efficiency value calculated by the two methods is certain difference, but the order is apparently consistent. Keywords: stochastic frontier analysis, data envelopment analysis, colleges and universities, RD innovation efficiency, patent [6-7]用数据包络分析法（DEA ）