我国金融控股公司监管法律制度的分析研究.pdfVIP

金融控股 公司监管法律制度 的监管体制和监 管 内容提 出了具体 的完善建议 。 关键词 : 金融控股 公司 监 管机构 监管模 式 监 管 内容 A b str a C t F in an e iai inn o v ati o n 15 in erea sin g ly aetiv e w ith the fin an e ia l g lob a lizatio n ， fin an cia l lib eraiiz atio n an d fin an eia l in tegr atio n . F in an e ial m ix ed 一b u sin ess m an a g o n ent h a s b eco m e the inh erent req u irent ent o f fin an e ia l d ev e lo P m en t，b o om in g w o r id w id e . H o w ev er， Th e sP eed o f the fin an e ial lib era lizatio n an d fin an e ia l inno v ation 15 50 rPa id that led to the eu rren t g lob a l fin an eia l cri sis.A t P resen t，C h in a h as b e en aw are that 15 u rg en ey to e stab lish m en t o f an efl七etiv e fin an e ia l sy stem ，B u t m an y P ro b lent s still ex ist w ith the d ev e lo P m en t o f C h in 扩5 fin an e ia l in d u stry ，It cou ld lead to disastrous eonsequenees if the Pace of globalization of finaneial liberalization steP too qu ick ly. W e also need finan eial lib era lization and glob alization ，but P ro c ess m u st b e e arefu l an d o rd erly . Th e fin an cia l h o ld in g eo m P an y h a s b eeo m e th e o P tim a l m o d e l se le etio n o f th e C h in a ，5 fin an cia l m ix ed 一b u sin e ss m an a g ent ent ，A eert a in n u m b er o f fin an e ia l h o ld in g eo m P an y h as d ev e lo P m en t in ch in a ，an d eo rre sP o n d in g a seri es o f regu la to ry P o lie ie s w as laun ch ed . B ut C hina，5 finan eial holding eom P any legislation and its related re gu lato ry sy stem still in the gro P in g cau tio u sly an d gr ad u a lly o n th e w h o