英文标准审计工作底稿.doc

Permanent File Index Client Description Updated on 1 Audit report Action plan Follow-up papers Client questionnaire 2 Systems notes Background information 3 Control Objectives Key Control Questions 4 5 Working File Index Audit Number Client Description 1 Final report or latest working draft Action plan Follow-up papers Client questionnaire 2 Systems notes Background information 3 Control Objectives Key Control Questions Schedule of findings 4 Quality Forms: File review checklist Audit Remit Clients Property removed/returned Audit stages Client Contact Final Report Distribution Non-conformances 5 Test Summary sheets and test results 6 7 8 9 10 Audit Remit Audit Number Client Description Category internal systems computer advice Subcategory main other new network security public coys VFM Was work included in current audit plan Yes No For unscheduled audit request: Date request received Officer requesting work Telephone number Audit staff member contacted Staff member authorising work Date work authorised Names of suitably trained staff authorised to carry out work Projected start day of work Budgeted man-days Expected completion date Signed by (principal) Date Audit remit agreement: copy of remit letter appended …………………………………. Distribution Date: Copy Administration Asst. – when remit letter sent Original Audit File Statement of Control Objectives Audit Number Page of Prepared by Date Client Description Item No: Control Objectives for the system(s) under review Distribution original Retain on Audit File Client Contact Audit Number Client Description Contact to discuss progress should be made at least 4 weekly, or more frequently at the initiative of the client. Date Location Present Notes