帐户协议书-DBSBank.PDF

Securities Agreement - Individual Account CONTENTS 目錄 The Securities Agreement – Individual Account 證券協議書－個人賬戶1 1 Instructions 1 2 Reliance on Instructions 3 3 Verbal and Facsimile Instructions 4 4 Online Services 4 5 Commission and Rebates 7 6 Funding 8 7 Interest 8 8 Securities in the Account 8 9 Safekeeping and Disposal of Securities 9 10 Moneys in the Account 10 11 Remission of Moneys 10 12 Transfers of Securities 11 13 Dealings by You 11 14 Applications to Issue of New Listed Securities 11 15 Foreign Transactions and Withholding Tax 16 16 Dealings with the Account 17 17 Short Sale 17 18 Agents 17 19 Consolidation of Customer’s Accounts, Set-off and Rights of Lien and Right of Sale 17 20 Settlement 19 21 Unit Trusts and Mutual Funds (“Collective Investment Schemes”) 19 21a Renminbi-denominated Products 20 22 Liability and Indemnity 21 23 Events of Default 21 24 Transaction Summary and Reports 23 25 Assignment 24 10/ 20 12 26 Force Majeure 25 27 Termination 25 28 Notices and Communications 25 29 Joint Signatories 25 30 Confirmation, Representations and Warranties 27 31 Client Identity Rule 28 32 Confidentiality and Privacy Protection 29 33