客户协议书-PICOZEMAN.PDF

CLIENT AGREEMENT 客 戶 協 議 書 Version Series Number: PZSCA201605 文本序列號 : PZSCA201605 PICO ZEMAN SECURITIES (HK) LIMITED 比富達證券(香港)有限公司 19/F., CMA Building, 64-66 Connaught Road Central, Hong Kong 香港中環干諾道中64-66 號廠商會大廈19 樓 In case of any inconsistent between the English Chinese version of this Client Agreement, the English version shall prevail. 如客戶協議書之中、英文版本內容有不同之處，蓋以英文版本為準。 PZSCA201605 1 - 120 THIS AGREEMENT, effective immediately upon execution, is entered BETWEEN the undersigned client(s) (“Client” or “I/We” hereafter), whose names(s) and address are as appeared on the signatory page of this agreement and PICO ZEMAN SECURITIES (HK) LIMITED (“Company” or “PZSHK” or “You”), being registered with the Securities and Futures Commission (“SFC”) (CE No: AUT286) to carry on the regulated activities of Type 1 Dealing in Securities and an Exchange Participant of The Hong Kong Exchange and Clearing Limited (“Exchange”) (Broker No: 6170), whose registered office is at 19/F., CMA Building, 64-66 Connaught Road Central, Hong Kong; and 本協議由以下簽署客戶 (“客戶” 或“乙方” 或“我/我們”) ，其姓名和住址參見本協議書的簽署頁，與比富達證券(香 港)有限公司 (以下稱 “比富達證券” 或 “甲方”或 “公司”) ，於香港證券及期貨事務監察委員會( “香港證監會” ) 註冊進行第1 類證券交易的受規管活動 (CE 編號AUT286) 以及獲香港聯合交易所有限公司 ( “交易所” ) 參與者資 格 (經紀代號6170) ，註冊辦事處地址：香港中環干諾道中64-66 號廠商會大廈 19 樓 ，於以下乙方在本協議書的簽 署頁簽署之日簽署並生效。 In consideration of your accepting a Securities Trading Account(s) and/or Securities Margin Account (as the case may be) (“Account”) and operating the Account through your Services, in my/our name or on my/our behalf, for the pu