AIM市场的实践和保荐人制度培训资料.pptVIP

AIM市场的实践和保荐人制度张谨益华证券董事总经理;伦敦证券交易所 机构和散户投资者的支持 ;2006年首发IPO融资总额;公司治理:全球市场整体评分;为何选择高增长市场AIM? ;AIM每年新上市的公司;AIM市场首次融资和再融资;AIM: 一个多元化的市场;AIM吸引的机构投资人;来源: London Stock Exchange;来源: London Stock Exchange;AIM: 截然不同的新系统; 任何在AIM上市的公司必须有一个保荐人（上市第1页第1条) NOMAD = Nominated Adviser. 由你你来选择你的保荐人 伦敦证交所将规章制度缩减到最低限度（45条规则，仅仅10页），但是… 需要保荐人做 QC(质量控制) 保荐人进行上市适宜性的审核 由保荐人而不是伦敦证交所决定招股说明书 信息披露体系 –由保荐人决定 没有保荐人，无法上市 保荐人必须由伦敦证交所批准同意 复合型角色 – 保荐人是监管规则的指导者、财务顾问而且通常???为你募集资金的经纪行;AIM适合高速成长的公司;AIM – 交易数据统计;AIM IPO速成表:3至6个月;AIM市场对拟上市公司的要求;益华集团简介 ;Evolution Securities China Limited is authorised and regulated in the UK by the Financial Services Authority to conduct investment business (FSA Registration No. 453138). Registered as a Private Limited Company in England Wales (Company No. 4837915) Member of the London Stock Exchange Evolution Watterson Securities Limited is Authorised and Regulated in Hong Kong by the Securities and Futures Commission for the conduct of investment business (SFC Regulatory No.: AHA145) Registered as a Private Limited Company in Hong Kong (Company No. 767744) Members of the Evolution Group plc. This document is for information purposes only and should not be regarded as an offer or solicitation to buy the securities or other instruments mentioned in it. Expressions of opinions are those of the research department of Evolution Securities China Limited only and are subject to change without notice. No representation or warranty, either expressed or implied, is made nor responsibility of any kind is accepted by any Evolution Group company, its directors or employees either as to the accuracy or completeness of any information stated in this document. Evolution Securities China Limited or persons connected with it may provide or may have provided corporate services to the issuers of securities mentioned in this material and recipients of this document should not therefore rely on this report as being an impartial document. Accordingly, information may be known to Evolu