CustomerRiskAssessmentQuestionnaire客户风险评估问卷-时富金融.PDFVIP

Customer Risk Assessment Questionnaire 客户客户风险评估问卷风险评估问卷 客户客户风险评估问卷风险评估问卷 This questionnaire aims to assess whether transacting a given investment product (“Product”) is suitable for our prospective customer (the “Customer”). The following twelve questions are designed for generating indications as to the risk profile and personal circumstances of the Customer for matching with the risk level of the Product, which may not be the actual level of risk acceptable to the Customer. 本问卷旨在评估客户所选择的投资产品是否适合客户本身。下列十二条问题仅提供一些指引予客户，用以评估客户的 风险状况及个人情况是否适合投资产品的风险水平，未必能准确反映客户实际可接受的风险水平。 * For a joint account, the individual applicant/holder who places orders or makes investment decisions for the account should complete and sign the form. 如为联名户口，代表该账户发出有关指示或作出投资决定的申请/持有人应填写及签署本问卷。 * For a corporate account, the authorized signatory who makes investment decisions on behalf of the company should complete and sign this questionnaire. 如为法团机构账户，代表该公司作出投资决定之授权签署人应填写及签署本问卷。 Please choose the appropriate answer. 请选择适当答案 1. What is your age range? 您属于以下哪个年龄组别 A) 18 – 24. 18 岁至24 岁 B) 25 – 34. 25 岁至34 岁 C) 35 – 49. 35 岁至49 岁 D) 50 – 64. 50 岁至64 岁 E) Under 18 or Above 64. 18 岁以下或64 岁以上 2. What is your level of education? 您的教育程度? A) Primary school or below. 小学或以下 B) Secondary school. 中学 C) Post secondary school. 预科 D) University/professional qualification unrelated to Economics or Finance. 大学/专业资格(经济学/财务学以外) E) University / professional qualification related to Economics or Finance. 大学/专业资格(经济学/财务学相关) 3. How long is your / your company’s expected investment horizon? 您/贵公司预期中的投资年期为多久? A) Less than 1 year. 少于1 年 B) 1 - 5 year(s). 1 年至5 年 C) 6