[资本市私场和金融机构]3.pptVIP

Ch 4 Securities Firms (Based on Saunders et al, 2006) Outline Definition Quick Facts Dimensions of Investment Banking and Activities Balance Sheet Examples of Derivatives Regulations Venture Capital Conclusions 1. Securities Firms Also called investment dealers (Canada) Main functions: 1. Help issuers raise funds by selling debt, equity, and derivative securities directly to ultimate investors (investment banking) 2. Help investors in the trading of securities (broker/dealers) 2. Quick Facts The Canadian securities industry plays a key role in assisting corp