中国证 券市场投资者保护制度的发展和完善.pptVIP

2008-7-28 How does SSE protect its investors? Establishing SSE as the market organizer and front-line regulator. Effectively combining the education, service, supervision and protection of investors. Further strengthening the information disclosure of listed companies. Intensifying the management of members. Establishing the system of prudent qualified investors. Promoting the mechanism of investors’ self-protection. Providing related rules for products and transaction data, etc to help defend their rights. 2008-7-28 Conclusion:　　Education and Service, Supervision and Protection: Four-in-one, to vigorously Develop the Team of Qualified Investors Thank you! * * 2008-7-28 Education and Service, Supervision and Protection: Four-in-One to Vigorously Develop the Team of Qualified Investors President of Shanghai Stock Exchange Zhang Yujun July, 28th, 2008 2008-7-28 Introduction: Brief Analysis of the Characteristics of Investors Conclusion Contents First, to enhance the investor education by innovating the approaches ?Second, to develop the investor service based on the analysis of their demands Third, to conduct the supervision over investors with fresh ideas ? Fourth, to improve the investor protection by putting the system first 2008-7-28 Introduction: Brief Analysis of the Characteristics of Investors 2008-7-28 Characteristics of the structure and conducts of investors(1) The number of individual investors’ accounts has increased, while their proportion in total cap has declined every year; The proportion of institutional investors’ accounts in total market cap has steadily increased year by year. Individual investors especially small-sized ones prefer small cap stocks and ST stocks; Institutional investors prefer larger cap stocks. Although equipped with less investment experience, individual investors prefer high-risk securities that may bring huge profits. Individual investors prefer stocks with high P/E, neglec