强制性产品认证实施规则 工厂检查通用要求.docVIP

附件2 编号：CNCA-00C-006 强制性产品认证实施规则 工厂检查通用要求 2014-01-02发布 2014-09-01实施 中国国家认证认可监督管理委员会发布 目 录 0.引言······················································16 1.范围·······················································16 2.术语和定义·················································16 2.1工厂检查·················································16 2.2指定试验··················································17 3.工厂检查活动的准则·········································17 4.工厂检查要求···············································17 4.1工厂专业类别·············································17 4.2工厂检查实施的基本要求.···································18 5.确定工厂检查的基本要求·····································18 6.确定工厂检查的方式、内容和检查组····························18 7.生产企业搬迁的风险控制·····································19 8.获知认证产品不合格信息后的处置·····························19 9.证书恢复的工厂检查·········································19 10.CCC标志加施的特殊要求····································19 10.1需在生产过程中加施CCC标志的要求························20 10.2委托相关方印刷、模压CCC标志的要求························20 11.工厂检查结论判定·········································20 11.1工厂检查结论和不符合项分类······························20 11.2工厂检查结论判定条件····································21 11.3工厂检查的结论告知······································230.引言 按照《强制性产品认证管理规定》的要求，在工厂检查活动中，指定认证机构应对产品生产企业的质量保证能力、生产产品与型式试验样品的一致性等情况进行检查。为规范强制性产品认证工厂检查活动,指导指定认证机构工厂检查工作实施的一致性,保证工厂检查活动的针对性和有效性，制定本实施规则。 指定认证机构应根据本实施规则及相应产品认证实施规则的要求，针对产品自身特性和生产加工特点、生产企业分类管理、检查员使用管理等因素，在风险评估的基础上，建立与机构自身特点相适应的工厂检查实施方案。 1.范围 本实施规则适用于指定认证机构工厂检查活动的组织管理、实施、工厂检查结论判定等活动。 2.术语和定义 《强制性产品认证实施规则工厂质量保证能力要求》（简称工厂质量保证能力要求）中确立的以及下列术语和定义适用于本实施规则。 2.1工厂检查 对工厂质量保证能力、产品一致性和产品与标准的符合性所进行的评价活动。工厂检查范围包括产品范围和场所界限。 注：产品范围指认证产品。场所界限指与产品认证质量相关的场所、部门、活动和过程；当认证产品的制造涉及多个场所时，工厂检查的场所界限应至少包括例行检验、加施产品铭牌和CCC标志环节所在场所，必要时还应到其余场所（如关键工序）进一步检查，即延伸检查。 2.2指定试验 为评价认证产品的一致性、产品与标准的符合性，检查组在生产企业现场抽取认证产品并根据认证依据标准选定项目，由生产企业人员所进行的试验。 3.工厂检查活动的准则 (a)客观、公正、公开、保密； (b)以产品一致性、产品与标准的符合性为关注焦点； (c)获取认证产品及工厂的真实状况； (d)选取具有代表性的检查样本； (e)得出基于风险评估的工厂检查结论判定。 4.工厂检查要求 认证