世邦魏理仕反腐败培训.pptVIP

* * June 19, 2007 BHI FCPA Training * * * Date * Trainer Notes: * * June 19, 2007 BHI FCPA Training * * * Date * Trainer Notes; * * June 19, 2007 BHI FCPA Training * * * Date * * June 19, 2007 BHI FCPA Training * * * Date * Trainer Notes; * Key Points These slides cover the main principles in the Policy, not all the details. For more information, refer back to the actual Policy, The Policy and Guide are not meant to make managing your relationships with intermediaries more difficult. The Policy and Guide will help protect you and ensure that CBRE engages reputable intermediaries only. If you have any concerns consult with your compliance officer, “Ask Me” Helpdesk or Compliance Liaison. * June 19, 2007 BHI FCPA Training * * June 19, 2007 BHI FCPA Training * * * June 19, 2007 BHI FCPA Training * * * June 19, 2007 BHI FCPA Training * * * June 19, 2007 BHI FCPA Training * * * June 19, 2007 BHI FCPA Training * * * This is to show where you can find what kind of support. Turn to your compliance liaison (or someone in the compliance/legal office) for specific questions. * * This is to show where you can find what kind of support. Turn to your compliance liaison (or someone in the compliance/legal office) for specific questions. * * June 19, 2007 BHI FCPA Training * * * June 19, 2007 BHI FCPA Training * Slide * 行为守则 – 赠送礼物 恰当的行为包括: 地方法律法规许可的 遵循公司内部政策指引文件,合规部门,以及合规联络人 带有公司标志的低价值的小礼物 合理性和适当性 没有不恰当的意图 (例如：节假日的礼物赠送) 作为一种礼貌或者是象征性的回礼 在公开场合赠送 准确地在帐簿上进行记录 不恰当的行为包括: 支付现金, 支票, 代金券和银行转账 金额巨大的或者频率很高 送到私人地址 赠送礼物给亲属或者第三方 造成不恰当的印象 绝密 政策指引 – 与第三方差旅和住宿 3 差旅申请表 与第三方一起差旅，费用由CBRE承担时，需要审批 差旅必须与公司业务有关 差旅时的活动必须是公务性质的（不得带有私人旅游) 符合相关业务招待政策的合理的费用可以报销 费用应该直接付给旅行社 报销应该支付给公司而非个人 绝密 Slide * 行为守则 – 与第三方差旅和住宿 恰当的行为包括: 已经获得雇主的批准; 持有跟对方出游的历史记录; 合理的商业目的; 不存在附带的私人旅游; 提供收据和记录费用; 通过公司指定的旅行社订购机票等; 直接支付给供应商; 有疑问向法律部及合规部查询。 不恰当的行为包括: 不合适的或者过于奢侈的商业出行; 支付对方家人的旅行费用 (包括其配偶以及子女); “重复支付”差旅补贴; 向对方预支现金。 绝密 政策指引 – 利益冲突和收取礼物 所有员工必须尽一切可能避免造成哪怕只表面上看来的利益冲突。 礼物和招待需要填写“ 4 收受申报表” 绝密 收取任何由第三方提供