投资银行的利益冲.pptVIP

所罗门美邦案例 Grubman knew he was crossing a line few analysts dared traverse In a 2000 profile in Business Week, he said he was the model of the modern Wall Street analyst. “What used to be a conflict is now a synergy” At the time, Citigroup’s chairman voiced support for Grubman’s activities 所罗门美邦案例 所罗门美邦及其前电讯分析员格鲁曼面对62宗诉讼索偿； 2002年8月17日，格鲁伯曼因屡遭政府和投资人的质疑而被迫辞职。His severance package was worth a reported $32 million 在2002年12月20日的和解协议中，格鲁曼单独被罚款 1500万美元 分析师的利益冲突 案例三 -- 安然 Enron is on tragic illustration of professional malpractice on the part of analysts. Analysts from most of the prestigious secu