中国证券市场国际化风险研究.pdfVIP

中国证券市场国际化风险研究 Research on internationalization risk of China securities market 学 院：经济学院 专 业：财政学 姓 名：于红濮 教学号 1 摘 要 随着中国经济的高速发展、对外开放的日益扩大以及金融全球化的不断深 入，中国已融入了世界经济之中，与全球证券市场一体化的进程不断加快。然而， 对于中国这样一个建立于计划体制向市场体制转轨基础上不成熟的年轻市场来 说，全方位开放却是一个严重的挑战。如何在世界金融一体化的背景下规避风险， 维持国内证券市场的稳定具有重要意义。本文首先阐述证券市场国际化的涵义和 证券市场国际化的理论基础，揭示证券市场国际化的风险成因和风险表现，并提 出防范风险的应对策略。 关键词：证券市场 国际化 风险 2 Abstract With Chinas rapid economic development, opening up the growing as well as the deepening of financial globalization, China has been integrated into the world economy continues to accelerate the process of integration with the global stock market. However, for China, the establishment of the planned system to a market system transformation based on immature young market, the all-round opening is a serious challenge. How to avoid risks in the context of the world financial integration is important to maintain the stability of the domestic securities market. This paper first describes the theoretical basis of the meaning of the securities market internationalization and internationalization of securities markets, to reveal the causes of international risk securities market and the risk of performance, and to guard against the risk of coping strategies. Keywords: securities market internationalization risk 3 目 录 引 言 1 一、证券市场国际化的相关理论概述 1 （一）证券市场国际化的涵义及基本特征 1 （二）证券市场国际化与金融风险关联的理论基础 2 二、中国证券市场国际化的发展