巴塞尔银行监管委员会有效银行监管核心原则（英文版）.pdfVIP

Core Principles for Effective Banking Supervision (Basle Committee on Banking Supervision) (Basle September 1997) Core Principles for Effective Banking Supervision (Basle Core Principles) 1. Weaknesses in the banking system of a country, whether developing or developed, can threaten financial stability both within that country and internationally. The need to improve the strength of financial systems has attracted growing international concern. The Communiqué issued at the close of the Lyon G-7 Summit in June 1996 called for action in this domain. Several official bodies, including the Basle Committee on Banking Supervision, the Bank for International Settlements, the International Monetary Fund and the World Bank, have recently been examining ways to strengthen financial stability throughout the world. 2. The Basle Committee on Banking Supervision1 has been working in this field for many years, both directly and through its many contacts with banking supervisors in every part of the world. In the last year and a half, it has been examining how best to expand its efforts aimed at strengthening prudential supervision in all countries by building on its relationships with countries outside the G-10 as well as on its earlier work to enhance prudential supervision in its member countries. In particular, the Committee has prepared two documents for release: a comprehensive set of Core Principles for effective banking supervision (The Basle Core Principles) (attached); and a Compendium (to be updated periodically) of the existing Basle Committee recommendations, guidelines and standards most of which are cross-referenced in the Core Principles document. Both documents have b