我国证券市场中小投资者权益保护问题研究报告.docVIP

- PAGE . z **大学**学院 毕 业 论 文 我国证券市场中小投资者权益保护问题研究 系　　　　别： 国际贸易与金融系 专业名称： 金融学 学生**： 学　　　　　　号： 指导教师**、职称： ** 职称 完成日期 年 月 日 - . z 我国证券市场中小投资者权益保护问题研究 摘 要 近年来,随着我国经济的开展,证券市场作为一种资本市场已逐步开展成为吸收闲散资金的经济场所,中小投资者作为证券市场的主体,在增加上市公司的外部融资房面发挥着重要作用,完善法律对中小投资者权益的保护,能够有效的促进证券市场的和谐开展,从而进一步促进经济的开展。在实践的过程中，相关法律规定市场经济存在的一定的缺乏和现实生活中的生活状态是不一致的，这种缺乏会影响现实生活中中小投资保护者在合法权益方面的许多客观的影响因素。这种因素会侵害中小投资者权益的事件时有发生,这对于健全证券市场法制环境产生了一定的负面影响,成为完善证券市场开展的强大制约因素,因此完善相关法制保护中小投资者合法权益已经势在必行。我们主要是从中小投资者在市场开展过程中所受到的法律程序的影响以及出现问题的原因所在，这种建立在别的国家上的相关法律所进展的详细的分析和借鉴能够更好地完善我国中小投资者对合法权益的法律保护，同时还能够为了更好地开展市场经济带来一定的建议。 关键词：证券市场；中小投资者利益；法律法规,；证券监管 Study on protection of the rights and interests of medium and small investors in Chinas securities market Abstract In recent years, with the development of our national economy, the stock marketas a kind of capital market has gradually bee absorb idle capital economicplace, the medium and small investors as the main body of the securities market,play an important role in increasing the e*ternal financing listing Corporation realface, perfect law to protect the interests of small investors, can effectivelypromote the harmonious the development of securities market, so as to furtherpromote the development of the economy. But in practice, due to some problemsof defects in the relevant legal provisions e*ist and reality in the law enforcement process, resulting in the pursuit of the protection of the legal rights and interestsof small and medium-sized investors also face many subjective and objectivefactors, resulting in a realistic environment, against the interests of small investors have occurred, this had a negative impact a sound legal environmentfor the securities market, has bee a powerful constraints to improve the development of the securities market, therefore, improve the relevant legal system to protect the legitimate rights and interests o