中国（上海)自由贸易区所涉国际法问题.docx

PAGE 中国（上海）自由贸易区所涉国际法问题 摘 要 “上海自贸区”研究始于2013年，关于其中国际法领域的问题，大多涉及到涉外知识产权、准入前国民待遇、投资争端解决等实务操作中频繁出现的课题，作为当下最热的研究之一， 中国（上海)自由贸易区所涉国际法问题值得更加细化的去分析探究。 本文旨在从“负面清单”这一个自贸区涉及国际法问题中最突出以及最热点的问题入手，不分散的从“大方面”研究探讨上海自贸区，而是选择一个切入点，细致的分析“负面清单”在实践中遇到的问题。“负面清单”这一形式在上海自贸区中还处于摸索阶段，既存在首次实际适用的疑难问题，又要面对持续推行的国际接轨问题。本文旨在通过从各方面分析上海自贸区中负面清单涉及的国际法问题，对比国外的经验，反思上海自贸区中的不足之处，希望未来能更加成熟系统的解决自贸区所涉及的国际法问题。 第一部分讨论负面清单的主要模式及与正面清单的区别。本部分旨在解读负面清单模式的起源，释明负面清单概念。同时，通过辨析负面清单与正面清单， 具体分析两者区别，研究负面清单的优势与劣势，为本文以后展开论述奠定基础。 第二部分讨论上海自贸区“负面清单”中最常见的问题。本部分旨在通过四个方面解读负面清单，首先，明确负面清单范围的确定标准；其次，分析非固定性这一负面清单最显著特性；再次，探讨政府对“负面清单”的解释与管理冲突问题；最后，研究中美BIT谈判的启示。以此对“负面清单”的模式进行系统性的构建。 第三部分反思上海自贸区“负面清单”不足。本部分通过负面清单与国外经验的对比，以对未来负面清单模式的具体操作指引一个正确的方向。以期通过反思上海自贸区现有问题，提出更好的展望，以达到研究本课题的目的。 ［关键词］ 负面清单 上海自贸区 国际法  Studies of the International Law Problems Involved in China (Shanghai) Free Trade Zone Abstract Shanghai FTA study began in 2013, in which the field of international law on the issue, mostly related to foreign-related intellectual property rights, access to the former national treatment, investment and dispute settlement issues occur frequently in practical operation, as a current hottest research, studies of the International Law problems involved in China (Shanghai) Free Trade Zone worth more detailed analysis to explore. This paper aims to issues of international law and the most prominent of the hottest issues from the Negative List which involved a FTA start, do not disperse from the big respect study investigated the Shanghai free trade zone, but choose a starting point, detailed analysis of the Negative List of problems encountered in practice. Negative List in the form of a free trade zone in Shanghai is still in the exploratory stage, there was not only the first practical application of the difficult problems we have to face but also the problem continued implementation of international standards. This paper aims to analyze all aspects of the International Shanghai FTA involved in the negative list, compare