英文合规管理试题库及答案.docVIP

英文合规管理试题库及答案

一、单项选择题（每题2分，共10题）

1.Whatdoes“compliance”mean?（）

A.AgreementB.DisobedienceC.ResistanceD.Avoidance

2.Whichisakeyelementofcompliancemanagement?（）

A.IgnoringrulesB.RiskassessmentC.BreakinglawsD.Hidingproblems

3.Themainpurposeofcompliancemanagementisto（）

A.IncreasecostsB.EnsurelegaloperationC.CreatechaosD.Ignorestakeholders

4.Whatisanimportantpartofcompliancetraining?（）

A.NotsharingknowledgeB.Makingemployeesawareofregulations

C.EncouragingviolationsD.Keepinginformationsecret

5.Whichdocumentoftencontainscompliancerequirements?（）

A.CompanymemoB.BusinessplanC.PolicymanualD.Employeeresume

6.Whoisresponsibleforoverallcomplianceinacompany?（）

A.AllemployeesB.CleaningstaffC.MarketingteamD.Topmanagement

7.Whichcanbeaconsequenceofnon-compliance?（）

A.GoodreputationB.FineandlegalliabilityC.IncreasedprofitD.Promotion

8.Whatdoes“duediligence”meanincompliance?（）

A.CarelessattitudeB.ThoroughinvestigationC.LazybehaviorD.Avoidingwork

9.Whichactivityhelpstoimprovecompliance?（）

A.RegularauditsB.SkippingmeetingsC.DisregardingreportsD.Notupdatingsystems

10.Acomplianceprogramshouldbe（）

A.StaticB.FlexibleandadaptableC.SecretD.Uncommunicated

二、多项选择题（每题2分，共10题）

1.Keycomponentsofcompliancemanagementinclude（）

A.PoliciesandproceduresB.TrainingC.MonitoringD.Enforcement

2.Whicharecommoncompliancerisks?（）

A.Regulatorynon-complianceB.EthicalviolationsC.DatasecurityissuesD.Poormarketing

3.Thebenefitsofcompliancemanagementare（）

A.ProtectingcompanyreputationB.AvoidinglegalpenaltiesC.EnhancingoperationalefficiencyD.Attractinginvestors

4.Waystoensurecomplianceinemployeesare（）

A.RegulartrainingsessionsB.Clearcommunication