2025年CFA《Ethics》专项训练题.docxVIP

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  • 2026-02-09 发布于山西
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2025年CFA《Ethics》专项训练题

考试时间:______分钟总分:______分姓名:______

试卷内容:

1.ACFAcandidateisaportfoliomanageratafirmthatmanagesassetsforinstitutionalclients.Thefirmisconsideringofferingitsclientsanewservicethatprovidesaccesstoprivateequityinvestments.Thecandidatesmanagerasksthecandidatetodraftamarketingbrochurefortheservicewithoutrevealingthatthefirmisreceivingafeeforintroducingtheprivateequityfund.Thecandidateknowsthatthefirmhasapolicyrequiringdisclosureofallcompensationarrangementstoclients.Whatshouldthecandidated

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