原创力文档kroll -条例 S-P 修正案：小型投资顾问的实际考虑 Regulation S-P Amendments Practical Considerations for Smaller Investment Advisers.pdfVIP
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RegulationS-PAmendments:Practical
ConsiderationsforSmallerInvestmentAdvisers
Cybersecurityregulationofinvestmentadvisershassteadilyintensifiedoverthepastdecade.However,the2024
amendments(the“Amendments”)totheU.S.SecuritiesandExchangeCommissions(SECorCommission)Regulation
S-PrepresentsomeofthemostconsequentialupdatestotheCommission’sinvestordataprotectionframeworksince
therulewasoriginallyadoptedin2000.
TheAmendmentsmodernizetheruletoaddresstheincreasingscaleandsophisticationofcyberincidentsaffecting
financialinstit
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