2026年CFA一级《伦理与专业标准》真题解析.docxVIP

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2026年CFA一级《伦理与专业标准》真题解析

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1.Ananalystiscurrentlyprovidinginvestmentadvicetoaclientwhoisalsoaclosefriend.Theclientrecentlymentionedinacasualconversationthattheyareconsideringsellingasignificantportionoftheirportfolioduetopersonalfinancialdifficulties.Theanalystrecommendsthattheclientholdontotheportfolioandinvestinadditionalsecurities,arguingthatthemarketwillrecoversoonanditwouldbeunwisetosellduringthecurrentmarketvolatility.Whichofthefollowin