isda2013accountcontrolagreement：ISDA2013帐户控制协议.docxVIP

ISDA 2013 ACCOUNT CONTROL AGREEMENTAMONG[NAME OF SECURITIES INTERMEDIARY],as Securities Intermediary[NAME OF SECURED PARTY],as Secured PartyAND[NAME OF PLEDGOR],as PledgorDated as of [●]Published on October 11, 2013by the International Swaps and Derivatives Association, Inc.Annotated (in Red) As of May 30, 2014 THIS ANNOTATed VERSION OF THE ISDA 2013 ACCount control Agreement HAS BEEN DEVELOPED IN AN ATTEMPT to assist market participants THAT ELECT TO IMPLEMENT margin segregation pursuant to cOMMODITY fUTURES tRADING COMMISSION (“CFTC”) regulations 23.702 and 23.703 (the “CFTC segregation regime”). The CFTC Segregation Regime IS a non-exclusive regime for THE segregation of initial margin AND IS NOT MANDATORY. PLEDGORS MAY ELECT NOT TO SEGREGATE INITIAL MARGIN OR MAY SEEK TO IMPLEMENT OR PRESERVE other arrangements for the segregation of Initial margin IF THEY WISH. the annotations INCORPORATED IN THIS DOCUMENT DO NOT PURPORT TO BE AND SHOULD NOT BE CONSIDERED A GUIDE TO OR AN EXPLANATION OF ALL RELEVANT ISSUES IN CONNECTION WITH CONSIDERATION OF THE cftc segregation regime. PARTIES SHOULD CONSULT WITH THEIR LEGAL ADVISERS AND ANY OTHER ADVISERS THEY DEEM APPROPRIATE AS PART OF THEIR CONSIDERATION of whether to elect THe segregation of initial margin pursuant to the cftc Segregation Regime. ISDA ASSUMES NO RESPONSIBILITY FOR ANY USE TO WHICH ANY OF ITS DOCUMENTATION OR OTHER DOCUMENTATION MAY BE PUT.Table of Contents1.Definitions12.Nature of Account; Segregation of Collateral.2(a)Pledgor’s Instruction to Segregate2(b)Segregation of Property other than Cash.2(c)Segregation of Cash23.Status of Securities Intermediary; Account Control.3(a)Status of Securities Intermediary3(b)Use of Depositories.3(c)Perfection by Control34.Collateral Services.3(a)Return of Collateral to Pledgor3(b)Investment of Collateral3(c)Proceeds and Income.3(d)Corporate Actions35.Notice of Exclusive Control and Pledgor Access Notice.3(a)Notice of Exclusive Control3(b)Pledgor Access Notice36.Repre