事故根本原因分析检查表.xls

根本原因分析表 PPE Root cause analysis of accidents, incidents and near-misses 事故、事件和未遂事故根本原因分析表 First Level Root Causes 一级根本原因 Second Level Root Causes 二级根本原因 Third Level Root Causes 三级根本原因 Accid.,Incid. N.M. 事故、事件和未遂事故 Task 工作安排和执行 Risk assessment 风险评估 No SWR 未进行安全工作审核 Handling or loading is not adequately specified 搬运和装卸没有明确的规定 Tools 工具 Tools in bad condition 工具状况不良 Tools not available 没有工具 Inadequate or wrong tools for the job 作业中使用了不恰当的或错误的工具 Improper gauges 计量仪表不合适 PPE in bad condition PPE状况不良 PPE not available 没有PPE Inadequate PPE for the job 使用的PPE不恰当 No warning signs 没有警示标识 Equipment/material 设备和物质材料 Risk assessment 风险评估 Risk assessment of the equipment or of the process not done 未对设备或工艺进行风险评估 Hazard not identified 未辨识出危害 Inadequate risks controls 风险控制不当 Design or construction 设计或构造 Equipment badly designed or badly constructed 设备的设计或构造有缺陷 Standards not applied or inadequate 未执行相关标准或采用了不适合的标准 Equipment or software cannot support the usage 设备或软件不能满足使用的需求 Inadequate man/machine interface 人机界面不当 Improperly programmed machine 设备运行程序编制不当 Inadequate reviews (SHE audits, PSSR, …) 检查不到位（SHE审核，开车前检查等） Unavaibility of documentation files 没有运行程序的说明文件 Machine without adequate guard 设备上无合适的防护装置 Equipment used outside of its capabilities and limitations 超能力和超极限使用设备 Controls including emergency stop buttons not clearly labelled or differentiated 包括紧急停止开关在内的各种控制按钮未明确标识或区分 Maintenance 维修 No maintenance 没有维修 Equipment failure 设备故障 Inadequate maintenance (lack of spare parts, lack of scheduled maintenance, lack of preventive maintenance, …) 维修不当（缺乏备件、缺乏定期维修或预防性维修等等） Obsolescence of equipment 使用报废或超期服役的设备 Safety devices out of order 安全设施失效 Software or hardware not updated 软件或硬件未更新 Material 材料 Unavailable Material Safety Data Sheet 没有物质安全数据表 Hazardous materials not identified 未辨识出有害物质 Presence of gas or fumes 存在有毒气体或异味 Improper labelling 标签不当 Quality requirements of materials inadequate 对材料的质量要求不当 Contaminated material 材料被污染 Material handled improperly (storage, distribution,