经营者集中反垄断审查中的破产企业抗辩制度的研究.pdf

经营者集中反垄断审查中的破产企业抗辩制度研究 中文摘要 经营者集中反垄断审查中的破产企业抗辩制度研究 中文摘要 破产企业抗辩制度源于 1930 年美国的 “国际鞋业公司诉联邦贸易委员会案”， 它是经营者集中反垄断审查中一个重要的抗辩事由。破产企业抗辩制度在实践中具有 重要意义，它一方面有利于维护社会公共利益，另一方面也有利于保护市场有效竞争。 这一制度已经在全世界范围内得到了广泛的认可，尤其在美国和欧盟更是将这一制度 用成文法的方式予以确定，并且有着相当成熟的司法实践经验。然而这一制度在我国 并没有真正建立起来，但令人欣慰的是，《中华人民共和国反垄断法》的相关规定与 破产企业抗辩制度的理论基础是一致的，从而为这一制度的制定留下了发展空间。因 此，考察并借鉴美国和欧盟的破产企业抗辩制度，从实体和程序上构建适合我国国情 的破产企业抗辩制度迫在眉睫。 关键词：经营者集中 破产企业抗辩制度 破产分公司（子公司）抗辩 准破产 企业抗辩 作 者：周 笑 指导教师：曹 博 I Abstract The Study of Failing Firm Defense System in the Anti-Monopoly Review on Concentration of Undertakings The Study of Failing Firm Defense System in the Anti-Monopoly Review on Concentration of Undertakings Abstract The Failing Firm Defense, a vital defense in the Anti-Monopoly Review on Concentration of Undertakings, was originated from American International Shoe Co. v FTC in 1930. It is of great practical significance in protecting public interests and effective competition. The Failing Firm Defense had been widely recognized throughout the world. In the US and EU, it has even been legislated and broadly implemented. There isn’t such a law made in China so far, but the Anti-monopoly Law of the Peoples Republic of China plays an equal role, making the formulation of the law possible. There is an urgent need to learn from the US and EU, to remove the dross while keeping the essence, in order to establish Chinese Failing Firm Defense which conforms to the national conditions. Keywords : Concentration of Undertakings Failing Firm Defense System Failing Division Defense