investment strongfundsstrong asset management - miller thomson.pdfVIP

ALM500LX29.qxd 11/23/2009 11:29 PM Page 358 Investment Funds Asset Management R E C E N T D E V E L O P M E N T S O F I M P O R T A N C E Susan Han three page document called the Fund Facts 81-106.4 Fund oversight has been Miller Thomson LLP highlighting key aspects of the mutual strengthened with the introduction of NI fund they are considering. The Fund Facts 81-1075 . Wisely, the suggestion that there Background to the Proposed Point would be delivered at or prior to the entry should be any mandatory delivery of a of Sale Disclosure for Mutual into an agreement of purchase and sale. In “Consumers’ Guide”, which was to have Funds industry parlance, delivery of the Fund been a joint regulatory-industry document, 6 Facts would be a pre-trade requirement, has been quietly dropped . Introduction which contrasts starkly with the practice Considerable evolution has taken place In the world of prospectus disclosure, it common today of including a copy of the since the National Policy 36 (NP36) seems we’re always trying to choose prospectus with the trade confirmation.2 regime which preceded the NI 81-101