个人客户风险评估问卷.docVIP

个人客户风险评估问卷 Customer Risk Profile Questionnaire 以下1 5个问题将决定您的投资风险偏好，我们将根据您的投资风险偏好为您更好的配置资产。(每个问题仅有一个答案) In choosing the appropriate investment portfolio，you should first consider Your risk tolerance，investment time frame and your financial circumstances．The following 15 questions aim to help you understand your risk profile and investment needs． 客户姓名： Customer name_______________________________________________________________________________ 性别： □男 □女 婚姻状况： Sex □Male □Female Marital status____________________ l、您的家庭年收入为? □ A．5万元以下 □ B．5-20万元 □ C．20-50万元 □ D．50一1OO万元 □ E．100万元以上 1、How much is the estimated annual income of your family(Chinese Yuan)? 口A．50，000 or below 口B．50,000 to 200，000 口C．200，00 1 to 500，000 口D．500，001 to 1，000，000 口E．Above 1，000，000 2、您的投资目的是? □ A．子女教育费,退休计划 □ B．个人目标(如置业、购车) □ C．让财富保值增值 2、What is the purpose of your investment? □ A．Children’S education／Retirement Plan □ B．Personal goal (e．g．Property／Car acquisition) □ C．Wealth growth / accumulation 3、您期望的投资理财回报是?(附注：高回报附带高风险) □ A．跟银行存款利率大体相同 □ B．比定期存款利率稍高 □ C．远超过定期存款利率 3、What is your expected return for the investment?(Remark：higher expected return carries higher risk) □ A．In line with time deposit rate □ B．Slightly more than time deposit rate □ C．Significantly exceed time deposit rate 4、您的年龄是? □ A．18一 30 □ B．3l一40 □ C．41-50 □ D．51-60 □ E．高于61岁 4、What is your age? □ A．18一 30 □ B．3l一40 □ C．41-50 □ D．51-60 □ E．Above 6l 5、未来五年，您预计自己每月可拿出多少资金用于投资理财? □ A．预计未来每月可投资金额会减少(比如：退休) □ B．预计未来每月可投资金额跟现在大体相同 □ C．预计未来每月可投资金额比现在高 5、How do you expect your future monthly investable amount over the next five years? 口A．Expect the monthly investable amount will decrease(e．g．retirement) 口B．Expect the monthly investable amount will stay somewhat the same 口C．Expect the monthly investable amount will be greater than now 6、如果您要参与投资理财，您打算购买理财产品(含基金，下同)的资金占个人总资产的百分之几? 口A．25％以下 口B．25％一50％ 口C．51％～75％ 口D．75％以上