关于深圳市山木新能源科技股份有限公司申请股票在全国中小企业股份转让系统挂牌并公开转让的_法律意见书.docVIP

北京市盈科（深圳）律师事务所 关于深圳市山木新能源科技股份有限公司 申请股票在全国中小企业股份转让系统挂牌并公开转让的 法律意见书 地址：中国深圳市福田区益田路6003号荣超中心B座3层 Tel:0755Fax:0755二〇一六年四月  北京市盈科（深圳）律师事务所 法律意见书 目录 一、 本次申请挂牌并公开转让的批准和授权········································7 公司本次申请挂牌及公开转让的主体资格·····································8 本次申请挂牌的实质条件··························································9 公司设立············································································· 12 公司独立性·········································································· 16 发起人和股东······································································· 17 公司股本及其演变································································· 22 公司业务············································································· 34 关联交易及同业竞争······························································ 36 公司的主要财产···································································· 45 公司的重大债权债务 ··························································· 48 公司重大资产变化及收购兼并 ··············································· 53 公司章程的制定及修改 ························································ 54 公司股东大会、董事会、监事会议事规则及规范运作 ················· 54 公司董事、监事和高级管理人员及其变化 ································ 58 公司的税务 ······································································· 63 公司环境保护、安全生产和产品质量、技术标准 ······················· 64 诉讼、仲裁或行政处罚 ························································ 67 结论意见 ·········································································· 68 二、 三、 四、 五、 六、 七、 八、 九、 十、 十一、 十二、 十三、 十四、 十五、 十六、 十七、 十八、 十九、 1  北京市盈科（深圳）律师事务所 法律意见书 释义 在本法律意见书中，除非文义另有所指，下列词语具有下述含义： 公司/股份公司/山木新能 山木有限/有限公司 新木电子 指 指 指 指 指 深圳市山木新能源科技股份有限公司 公司前身，深圳市山木电池科技有限公司 公司全资子公司，深圳市新木电子科技有限公司 公司发起人股东，上海恒尊实业有限公司 公司发起人股东，深圳市创东方安盈投资企业（有限合伙） 恒尊实业 创东方安盈 公司发起人股东，深圳市鼎银咨询顾问有限公司，现名称 已变更为“深圳市优管家金融服务有限公司”。 鼎银咨询 指 指 指 高新投创投 高新投集团 公司发起人股东，深圳市高新投创业投资有限公司 公司历史上股东，原名深圳市高新技术投资担保有限公 司，现更名为深圳市高新投集团有限公司 壹海征程 指 指 指 指 指 指 指 指 指 指 指 指 指 指 公司股东，深圳市壹海征程股权投资合伙企业（有限合