_基金JV研究.ppt

Capitalchina Item Item Market introduce—proportion of fund Market introduce-growth of deposit Market introduce-growth of deposit Market introduce-growth of society fund Market introduce-growth of securities’ market Item Market Competition-JV F.M.C in China Market Competition- JV F.M.C in China Item Invest Structure --Capital Requirement of Fund JV Invest Structure --Qualification of Domestic Promoter Registered Capital – At least RMB 300,000,000 Good achievements and high reputation in securities operation, investment securities consultation, trust assets managing or any other financial assets management No records of illegal actions in current 3 years. Invest Structure --Qualification of Foreign Promoter Paid-in Capital – At least RMB 300,000,000 Foreign Financial Institution No substantial punishment from security administration and law authority in recent 3 years ? Complete law and supervision system on securities in the country of the promoter, and the country’s security supervision authority has signed on the MOU on the cooperation of security supervision with CSRC. Item Schedule of set-up Item Schedule of Fund Issuance Item Business Scope Business Scope --Investment Field Stocks Liquid market value More than 400 billion RMB 1,259 list companies Nearly 70 million investors Second only to Japan stocks market in Asia Bonds More than 40 billion bonds can be exchanged Monetary tools Central bank bills, commercial bills, CDs etc. Business Scope --Forbidden Field Item Corporate Governance--Organization Chart Corporate Governance--Independent Director The amount of independent directors shall be more than the directors appointed by the largest shareholder. Independent Directors shall take up at least 1/3 of the board of directors Independent Directors can be appointed by at most 3 fund companies at one time Corporate GovernanceIndependent Director: Qualification More than 5 years’ working experience in Finance, Law or Accounting. Not employee