2016年CFA一级中文学习精要上册.docVIP

Study Session 1---Ethical and Professional Standards （第一章 伦理与职业标准） Reading Assignments: Ethics and professional Standards and Quantitative Methods, CFA Program Curriculum, Volume 1 (CFA Institute, 2010) Code of Ethics and Standards of Practice Conduct “Guidance” for Standards I – VII Introduction to the Global Investment Performance Standards (GIPS?) Global Investment Performance Standards (GIPS?) 1: 伦理准则与职业行为标准 I: 专业性 II: 资本市场的诚信 III: 对于客户与未来客户的责任 IV: 对于雇主的责任 V: 投资推荐分析与行为 VI: 利益冲突 VII: 作为CFA协会会员与考生的责任 2: 标准一至七条的指导 3: 全球投资业绩评价标准介绍 4：全球投资业绩评价标准 CFA是英文Chartered Financial Analyst”的简称，是