合规与银行内部合规部门(巴塞尔协议).docVIP

合规与银行内部合规部门 巴塞尔银行监管委员会? ?2005年4月29日引言董事会在合规方面的职责高级管理层在合规方面的职责合规部门原则地位合规负责人利益冲突信息获取和人员接触建议指导与教育合规风险的识别、量化和评估监测、测试和报告法定责任和联络合规方案其他事项 Trade union work systemTrade union work systemThe staff and workers CongressChapter I General principlesThe first is to protect my company workers democratic management power, full of enthusiasm and creativity of employees, wisdom run company, this regulation is formulated.Second public companies in the implementation of the board of directors general manager responsibility system under the leadership of the building at the same time, must establish and improve