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LOS ANGELES DEPARTMENT OF WATER AND POWER
OPEN ACCESS TRANSMISSION SERVICE
STANDARDS OF CONDUCT
IMPLEMENTATION AND
COMPLIANCE PROCEDURES
DRAFT
January 2006
Preface. The Los Angeles Department of Water and Power (LADWP) has developed and continuously updates its Standards of Conduct Implementation and Compliance Procedures as necessary to permit LADWP to voluntarily comply with the separation of wholesale power marketing and transmission functions, as is currently the standard in the market participation of the electric utility business.
These Standards of Conduct assure that all LADWP’s potential customers receive open access transmission service by accessing information that will enable them to obtain service on a non-discriminatory basis. LADWP’s employees engaged in wholesale power marketing must not have preferential access to information about LADWP’s transmission service that is not available to all users of an Open Access Same-Time Information System (OASIS). This prevents the use of inside information to gain market advantage. This also requires that personnel engaged in the transmission functions to be separate from personnel conducting wholesale power marketing functions.
LADWP is committed to reach the above objectives by conducting its business in conformity with the Standards of Conduct described below, and by providing an OASIS that is consistent with industry standards.
TABLE OF CONTENTS
Introduction 3
Applicability 3
General Rules 3
Prohibitions 4
Shared Employee … 4
Posting Requirements 6
Information Access … 7
Information Disclosure 7
Implementation of Access Restrictions …… 8
Implementing Tariffs ……………… 13
Chief Compliance Officer 14
Training ………… 15
Public Place Posting of Standards of Conduct 15
Employee
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