表一 FREP 风险矩阵.docVIP

附件1 Attachment 1: 风险矩阵 Risk Matrix 可 能 性PROBABLITY 严 重 性CONSEQUENCE A B C D E Ⅰ 1（1） 1（1） 1（1） 2（2） 3（2） Ⅱ 1（1） 1（1） 2 3 4 Ⅲ 2 2 3 4 4 Ⅳ 3 4 4 4 4 风险分类RISK CATEGORY 持续进行直至事件关闭 CONTINUED OPERATION UNTIL RESOLUTION CLOSE-OUT 批准风险可接受范围 APPROVAL to ACCEPT RESIDUAL RISK 批准 APPROVAL 关注NOTIFICATION 1 生产部总经理Production GM 生产副总裁VP, manufacturing HSE-不能接受HSE-Not Acceptable 财产损失-生产副总裁Financial-VP, manufacturing 2 生产部副总经理Production DGM 生产部总经理Production GM 生产副总裁VP, manufacturing 3 团队经理BT Manager 生产部副总经理Production DGM 生产部总经理Production GM 4 无要求None Required 团队经理BT Manager 无要求None Required 注：(1)对于风险评估为1类风险区域的事件必须立即以邮件方式汇报公司分管生产副总裁，，并提交至总裁班子进行讨论； For scenarios that have risks assessed to be in the I-A, I-B,I-C,II-A and the II-B boxes, incidents shall be reported to members of FREP VP, manufacturing in the form of email immediately. Resolution shall be reported to OOP. (2)对于剩余风险被评估为I-D（2级）及I-E（3级）的事件，风险控制措施必须定期进行确认，防止风险等级出现变化。 For scenarios that have residual risks assessed to be in the I-D box and the I-E box, the control measures are periodically verified to ensure the risk assessment has not changed. (3)对于经过分析评估没有任何低成本的措施将其风险降低至4等级的3等级的风险，需要正式的接受风险的审批报告，这样的风险分析结果应得到风险管理高级工程师的支持和批准。 Acceptance of level 3 residual risks depends on an analysis that does not identify any “low” cost steps to lower to level 4. Formal documentation is needed to support acceptance. Such analysis shall be supported by Senior Risk Management Engineer. 可 能 性PROBABLITY 可能性等级 PROBABLITY RANGE 定义 Corporate Matrix Definition 释义QUALITATIVE INTERPRETATION GUIDANCE 每年发生概率QUANTITATIVE INTERPRETATION GUIDANCE (Probability of Occurring per year of exposure) A 可能反复出现的事件Possibility of Repeated Incidents 极有可能Very Likely 所有现场在10年内可能发生类似的事件Similar event may occur at Site every 0-10 yrs 已经在现场发生数次或在公司范围内多次发生的事件Has happened several times at Site or many times in Company 0.1 to 1 概率通常在 0.3 Nominally 0.3 B 可能屡次发生的事件Possibility of Isolated Incidents 有可能Somewhat l