纳斯达克非初次上市规则(现行有效2014.12.pdf

Introduction Welcome to Nasdaq, where the ideas of tomorrow find capital today! We invented electronic trading in 1971 and are proud that the revolutionary model that we developed 40 years ago is now the standard for markets worldwide. With our unsurpassed technology, an emphasis on transparency, and advanced tool set, we offer a unique and compelling value that attracts new firms to our markets. We then provide quality customer service, exceptional visibility opportunities and ground-breaking market intelligence resources. In short, we bring our entire business ecosystem to bear for our listed companies. With this unique value proposition, Nasdaq is the listing venue of choice for the world’s most exciting companies. This document is designed to be a practical guide to being listed on Nasdaq, giving companies and their advisors important information about listing standards, disclosure and notification requirements and fees. For your convenience, additional resource materials and forms are available electronically through the Nasdaq Listing Center. The Listing Center is our online document portal, which supports the electronic submission of applications, notification forms and supporting documentation. Our online process streamlines the preparation of forms by pre-populating them with much of your required information. Companies can also take advantage of this online portal to safely and securely submit supplemental documentation. We even store completed forms and supporting documents so they will be readily accessible for your future reference. For more information about how to complete your forms electronically, please take a few minutes to read through our frequently asked questions. If you need addi