本考试大纲适用于自.pdf

INTERNATIONAL CERTIFICATE IN FINANCIAL ADVICE INTERNATIONAL CERTIFICATE IN FINANCIAL ADVICE SYLLABUS SYLLABUS 国际理财咨询证书 国际理财咨询证书 考试大纲 考试大纲 This syllabus is valid for examinations from January 2006 本考试大纲适用于自2006 年1 月开始的考试。 Aim of the examination 考试目的 The aim of this exam is to encourage students to gain a broad knowledge of the principles of investment in financial assets and an understanding of the financial planning process. 考试目的在于鼓励学生获取金融资产投资理论方面的基础知识，了解金融理财规划流 程。 On completion, the student will be able to demonstrate: How to identify the client’s requirements An understanding of their fiduciary duties Knowledge of the key features of financial markets, assets and products An understanding of the approach to financial and tax planning How to match the products available to the clients’ needs 完成考试以后，学生具备以下能力： 如何确定客户需求 理解其作为受托人的职责 了解金融市场、金融资产以及金融产品的主要特征 理解进行理财规划和税务规划的方法 如何使产品与客户需求相匹配 For the purpose of this syllabus: Demonstrating a knowledge of the aims and activities of financial services regulators will be by reference to the UK Financial Services Authority The main financial markets referred to are defined as - US; Japan; UK; Euronext; Germany; Spain and Hong Kong 在本考试大纲中： 对金融服务监管者的目标和活动方面知识的论述参照英国金融服务管理局。 参考的主要金融市场- 美国; 日本; 英国; 欧盟; 德国; 西班牙和香港。 Assessment structure 评估体系 INTERNATIONAL CERTIFICATE IN FINANCIAL ADVICE INTERNATIONAL CERTIFICATE IN FINANCIAL ADVICE 国际理财咨询证书 国际理财咨询证书 A 2 hour examination of 100 multiple-choice questions. 两小时的考试，完成100 道多项选择题。 Candidates sitting the examination by Computer Based Testing will have, in addition, a small number of trial questions that will not be separately identified and do not contribute to the result. Candidates will be given proportionately more time to comple