澳大利亚上市 澳大利亚上市规则.docVIP

澳大利亚上市 澳大利亚上市规则 Chapter 1 Admission Chapter 1 Admission The main headings in this chapter Rules 1.8 - 1.10 1.11 - 1.15 1.16 - 1.20 Appendix 1A Appendix 1B Appendix 1C Table of contents ASX Debt Listing ASX Foreign Exempt Listing Rules that apply to all entities ASX Listing application and agreement ASX Debt Listing application and agreement ASX Foreign Exempt Listing application and agreement Explanatory note This chapter sets out requirements that must be satisfied for an entity to gain admission to the +official list. They include a requirement that the +main class of +securities is +quoted. +Quotation of +securities is dealt with in chapter 2. ASX takes into account the particular circumstances of each applicant. ASX may grant admission even though not all the requirements have been met. ASX may refuse admission even though all the requirements have been met. ASX may copy information and documents lodged in support of an application to the +ASIC. Information and documents given to ASX in support of an application become ASX?s property and may be made public. Entities that are admitted to the +official list will come within one of the following categories: Entities that are admitted to the +official list will come within one of the following categories: ? ASX Listing. ? ASX Debt Listing. ? ASX Foreign Exempt Listing. See chapter 19 for defined terms. 11/3/2002 Page 101 Chapter 1 Admission An entity admitted as an ASX Foreign Exempt Listing is required to comply with the rules of its +overseas home exchange and to release information to ASX that is released to its +overseas home exchange. Except to a limited extent, it will not normally be required to comply with ASX listing rules. See rule 1.15. Foreign entities that are not admitted as ASX Foreign Exempt Listings will come within the ASX Listing or ASX Debt Listing categories. ASX has issued a Guidance Note on foreign entities and a Guidance Note on co-operatives and mutual bus