银行督导（Bank supervisor）.docVIP

银行督导（Bank supervisor） First, related definitions (a) refers to the inspection and supervision of the relevant policies of the state, and the system of rules and regulations as the basis, inspection agencies at all levels of retail banking business management and accounting quality, in order to strengthen business management, operational risk prevention, supervision and processing work to solve the problems existing in. (two) inspection unit refers to undertake inspection work units, inspection work is superior to the retail banking departments; the units being inspected is when receiving inspection unit is checked at the same level or lower the retail banking business departments and branches. (three) the mode of supervision and inspection of retail banking is a combination of field and off-site. (four) at all levels of the organization in fulfilling the duties of supervision and inspection, should pay attention to local conditions, targeted, in addition to the routine of daily business, key management and supervision should be placed in a high risk business, key business links and key parts, key positions, hot business and management of weak institutions etc.. Two, personnel management (1) configuration standards Retail banking departments at all levels shall, according to a certain proportion of their governing bodies, appropriately configure the supervisors. All 1. branches of the retail banking business department, the subordinate should be in accordance with the 10 (inclusive) of at least 2 with, an increase of 6 (inclusive) ratio with a branch with supervisory staff. 2. remote branches, sub branches of a branch, the retail banking department should be increased 6 (inclusive), with a different branch of the standard configuration of supervisors. 3. different branches and sub branches of the retail banking, should be in accordance with the subordinate 10 (inclusive) of at least 2 with (new build institutions according to the actual situation of at least 1 with e