个人客户风险估问卷.PDFVIP

个人客户风险评估问卷 Individual Customer Risk Profiling Questionnaire 本问卷调查旨在协助您了解自己的投资取向。问卷内容将严格保密。 This questionnaire aims at helping you to understand your own investment preference. Your information in this questionnaire will be kept strictly confidential. 本评估问卷的有效期为一年，如果您超过一年未进行风险承受能力评估，在您再次购买投资产品时，请主动要 求我们的客户经理为您重新进行风险承受能力的评估。在评估问卷有效期内，若您的风险承受能力发生变化或 发生任何可能影响您自身风险承受能力的情况，您仍须向我行提出重新进行风险承受能力评估的要求。 The assessment result given by this questionnaire is valid for one year only. If you fail to attempt the assessment for your own risk tolerance on yearly basis, please approach us and complete the Risk Profiling Questionnaire when you subscribe the investment products again. The information of the questionnaire will be reviewed on annual basis. If your risk tolerance changes or any condition affecting your risk tolerance ability happens during the valid period of the Risk Profiling Questionnaire, you must approach us to complete the Risk Profiling Questionnaire again. 您在购买任何投资产品过程中请注意核对您的风险承受能力和投资产品风险的匹配情况。 Please be reminded that you should choose investment products with risk corresponding to your own tolerance level. 本评估问卷的所有意见均根据客户向我行所提供的资料而制定。根据本次分析所讨论的有关客户的需要和对风 险所持的态度而提出的意见，只供客户作出个人投资决定的参考。所有意见不可视为对任何投资产品的销售或 购买邀请，亦不应当为投资建议。 The suggestions in this test are derived from information that the customer has provided to our bank. The suggestions are designed to meet the needs discussed in this test and are in line with the customer’s attitude towards risk. The suggestions are for the customer’s consideration when making his/her own investment decisions. The suggestions are not an offer to sell or a solicitation to buy any investment products and the suggestions should not be considered as investment advice. 第一部份 个人信息 Part 1 Personal Information 姓名 Name 客户号码 Client Number 第二部份 风险评估 Part 2 Risk Profiling 请在适当位置加上[√] 号。Please “√” where appropriate. 财务状况Financial Status 1. 您每月可随意支配的家庭收入是多少（如：可用于储蓄或投资的收入）？ What is your monthly disposabl