[经管营销]FINANCIAL SERVICES GUIDE.pdfVIP

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[经管营销]FINANCIAL SERVICES GUIDE.pdf

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[经管营销]FINANCIAL SERVICES GUIDE

FINANCIAL SERVICES GUIDE The provider of the services described in this Financial Services Guide is the Australian Financial Services Licensee Commonwealth Securities Limited ABN 60 067 254 399 Australian Financial Services Licence Number: 238814 Registered Office: Level 7, 48 Martin Place Sydney NSW 1155 Issue Date: 13 January 2005 Contents SECTION ONE COMMONWEALTH SECURITIES LIMITED PART ONE IMPORTANT INFORMATION 1 FINANCIAL SERVICES GUIDE 1 OTHER DOCUMENTS YOU MAY RECEIVE FROM US 1 WHO ARE WE? 2 WHAT FINANCIAL SERVICES AND PRODUCTS DO WE OFFER? 2 HOW DO YOU OBTAIN OUR SERVICES? 2 HOW CAN YOU TRANSACT WITH US? 2 IF WE PROVIDE FURTHER MARKET RELATED ADVICE? 3 HOW DO YOU PAY FOR OUR SERVICES? 3 HOW ARE WE REMUNERATED FOR THE SERVICES WE PROVIDE? 3 HOW ARE OUR REPRESENTATIVES REMUNERATED? 4 ASSOCIATIONS WITH RELATED PRODUCT ISSUERS 5 REMUNERATION THAT MAY BE RECEIVED BY ASSOCIATED PARTIES 5 HOW IS MY PERSONAL INFORMATION DEALT WITH? 5 WHAT SHOULD I DO IF I HAVE A COMPLAINT? 6 PART TWO IMPORTANT INFORMATION 7 FINANCIAL SERVICES GUIDE