吸收能力制度质量与技术追赶绩效-社科网.PDF

Forum on Development Economics No.2, 2015 26 ◆肖利平何景媛 Li-ping Xiao Jing-yuan He 吸收能力、制度质量与技术追赶绩效 ——基于大中型工业企业数据的经验分析 Absorptive Capacity, Rule Quality and Technological Catching-up Effects: An analysis Based on the Data of Large and Medium-sized Industrial Enterprises 摘要：本文从吸收能力和制度质量的视角，利用中国大中型工业企业的省际面板数据，检验了技术 追赶假说，认为中国各省份间在总体上存在技术追赶的趋势，技术追赶速度的大小受自主创新、吸收能 力、制度质量等因素的影响。自主创新水平的提高是落后地区成功实现技术追赶的一个重要渠道；吸收 能力对技术进步的影响处于较低的层次，对国外技术的消化吸收支出显著促进了本地区技术水平的提升， 而技术改造支出则不然；市场化指数等制度质量指标对技术追赶具有显著的正效应。 关键词：吸收能力；制度质量；自主创新；技术追赶 中图分类号：F061.3 文献标识码：A Abstract ：From the perspective of absorptive capacity and rule quality, using the provincial panel data of large and medium-sized industrial enterprises in China, this paper tests the hypothesis of technological catching-up and shows that on the whole there is a technological catching-up trend between provinces of China. Technological catching-up speed depends on independent innovation, absorptive capacity, rule quality, and etc. The improvement of independent innovation is an important source for successful technological catching-up. Effects of absorptive capacity on the technological progress are at a relatively low level, expenditures on absorption of technologies accelerates technological progress while expenditures on technical renovation not; Rule quality index such as marketization index has a significant positive effect on technological catching-up. Key Words: absorptive capacity, rule quality, independent innovation, technological catching-up 一、引言 ·1 · 26《发展经济学论坛》2015 年第 2 期 落后国家和地区，吸收和利用先进国家的先进技术，促进自身的技术进步和增长，实现后来追 上，是一个被许多国家和地区的历史经验反复证实的命题，例如 1820-1950 年美国赶超英国、