公司上市的知识介绍产权风险(袁真富).pptVIP

公司上市前后的知识产权风险 演讲人：袁真富 Speaker: Lawrence Yuan 上海大学知识产权学院 Shanghai University Intellectual Property School 2013.11.29 Intellectual Property Risks Before and After a Company Goes to Public 2 演讲人简介 Introduction 袁真富 博士 Dr. Lawrence Yuan 上海大学知识产权学院副院长 Vice Director of Shanghai University Intellectual Property School 上海知识产权研究所常务副所长 Executive Director of Shanghai Intellectual Property Academe 《中国知识产权》杂志专栏作家 Columnist for China Intellectual Property 东方知识产权俱乐部（OIPC）创始发起人、副理事长 Founder and Vice President of OIPC 3 ?? 如果上市公司的知识产权掌握 在母公司或大股东手中， 会遇到什么情况？ If intellectual property rights of a listed company belong to its parent company or a big shareholder, what will happen? 4 1.1 上市公司知识产权的结构安排风险 Risks of IP Structure Arrangements 知识产权由谁掌握？大股东or上市公司 Who holds IP rights? Big shareholders or the listed companies themselves? 无知识产权控制权，可能影响公司上市！ 2007年江西天施康中药股份有限公司上市被否： “康恩贝”商标属于股东康恩贝集团间接控股公司所有。 The proposal of Jiangxi Tianshikang Chinese Medicine Co., Ltd going to public. was turned down in 2007: The trademark of “Conba” is directly owned by the company which is indirectly controlled by the shareholder of Tianshikang, Conba Group. 2010年吉林永大集团股份有限公司上市被否： 借用伊顿公司的“EATON”商标进行销售。 The proposal of Jilin Yongda Group Co., Ltd going to public. was turned down in 2010: The company sold their products with the trademark” Eaton” which was licensed to them by Eaton Electrical Group. Without the control of IP rights, companies will face troubles in going to public. 5 1、上市公司利润被转移风险 Profits of listed companies are at risk of being transferred 案例：上市后关联许可：五粮液集团的后续商标许可 Case: Related license after going to public —Subsequent trademark licenses of Wuliangye Group 结论：知识产权成为转移上市公司利润的重要杠杆 Conclusion: Intellectual Property has become an important leverage of transferring profits of listed companies. 1.1 上市公司知识产权的结构安排风险 Risks of IP Structure Arrangements 6 1.1 上市公司知识产权的结构安排风险 Risks of IP Structure Ar