金融体系中的投资银行（英文版）.doc

CONTENTS Chapter 1 Introduction Chapter Summary 1 Answers to End of Chapter Questions 6 Chapter 2 Overview of Market Participants and Financial Innovation Chapter Summary 9 Answers to End of Chapter Questions 13 Chapter 3 Depository Institutions Chapter Summary 16 Answers to End of Chapter Questions 22 Chapter 4 Nondepository Institutions Chapter Summary 26 Answers to End of Chapter Questions 34 Chapter 5 Investment Banking Firms Chapter Summary 39 Answers to End of Chapter Questions 42 Chapter 6 The Primary Markets Chapter Summary 45 Answers to End of Chapter Questions 48 Chapter 7 Secondary Markets Chapter Summary 50 Answers to End of Chapter Questions 55 Chapter 8 Risk and Return Theories: I Chapter Summary 59 Answers to End of Chapter Questions 63 Chapter 9 Risk and Return Theories: II Chapter Summary 66 Answers to End of Chapter Questions 71 Chapter 10 Introduction to Financial Futures Markets Chapter Summary 74 Answers to End of Chapter Questions 79 Chapter 11 Introduction to Options Markets Chapter Summary 82 Answers to End of Chapter Questions 86 Chapter 12 Introduction to the Swaps, Caps, and Floors Markets Chapter Summary 95 Answers to End of Chapter Questions 98 Chapter 13 Common Stock Market: I Chapter Summary 100 Answers to End of Chapter Questions 106 Chapter 14 Common Stock Market: II Chapter Summary 109 Answers to End of Chapter Questions 115 Chapter 15 Stock Options Market Chapter Summary 119 Answers to End of Chapter Questions 123 Chapter 16 Stock Index Derivative Markets Chapter Summary 126 Answers to End of Chapter Questions 131 Chapter 17 The Theory and Structure of Interest Rates Chapter Summary 135 Answers to End of Chapter Questions 139 Chapter 18 Valuation of Debt Contracts and their Price Volatility Characteristics Chapter Summary 142 Answers to End of Chapter Questions 149 Ch