《纽约公约》项下执行.PDFVIP

FINANCIAL INSTITUTIONS ENERGY INFRASTRUCTURE AND COMMODITIES TRANSPORT TECHNOLOGY Enforcement under the New York Convention Enforcement under the New York Convention 《纽约公约》项下的执行 《纽约公约》项下的执行 Steve Abraham Steve Abraham Partner Partner 合伙人 合伙人 Norton Rose LLP Norton Rose LLP 诺顿罗氏有限责任合伙 诺顿罗氏有限责任合伙 January 2010 January 2010 2010年1月 2010年1月 Enforcement is a (the?) key factor 执行是关键执行是关键 执行是关键执行是关键 Choosing a dispute resolution forum is a matter of risk management 选择解决争议的法院属风险管理问题 International arbitration is only an effective risk management measure if there is a reasonable prospect of the end decision being capable of being forced on the unsuccessful party 若可合理预见在做出裁决后能够对败诉方执行的，国 际仲裁是一项有效的风险管理措施 If not, arbitration runs the risk of being an expensive and time consuming disappointment 否则，仲裁存在费时费钱却得不到满意结果的风险 Arbitration and litigation contrasted 比较比较仲裁和诉讼仲裁和诉讼 比较比较仲裁和诉讼仲裁和诉讼 In domestic cases, both litigation and arbitration straightforward 在国内案件中，诉讼和仲裁都简单明了 Internationally, this is very much not the case 而在国际范围内，情况大有不同 Beyond Europe, system for mutual recognition and enforcement of court judgments is haphazard 欧洲以外，相互承认和执行法院判决的情况较少见 Arbitration is more positive than litigation, thanks to New York Convention – a big factor in choosing arbitration 仲裁比诉讼更实际，《纽约公约》- 选择仲裁的重要 原因 Who’s in and who’s out 哪些国家是哪些国家是 《纽约公约《纽约公约》成员》成员？？ 哪些国家是哪些国家是 《《纽约公约纽约公约》》成员成员？？ 哪些国家不是哪些国家不是？？ 哪些国家不是哪些国家不是？？ 144 signatories 144个成员国 Some countries sign subject to permitted reservations 有些国家加入时在公约允许的范围内做出保留 Some countries not signed at all, chiefly in Africa and Middle East 有些国家未加入公约，主要集中在非洲和中东 Some recent additions – United Arab Emirates, Pakistan, Rwanda, Cook Islands 新增成员国– 阿联酋、巴基斯坦、卢旺达、库克群岛 Enforcing under the Convention 公约项下的执行公约项下的执行 公约项下的执行公约项下的执行 NYC acts as the framework pursuant to which States (through their courts) will recognise and enforce awards issued in other States 《纽约公约》作为框架，成员