股东代表诉讼主要实务问题及其处理研究-法律专业论文.docxVIP

I I 股东代表诉讼主要实务问题及其处理研究 中文摘要 中文摘要 关于股东代表诉讼制度的考察和探讨已经持续了相当长的一段时间，但在我 国的公司法制度中仍然是相对薄弱的一个环节。究其表面原因是制度引入的时间 还相当的短，各种案例也相对较少，各方经验也还相对处于累积阶段。深层次的 原因我们却认为是公司制度中利益平衡的问题和相对应的观念尚未在公司投资 者、经营人以及司法机构中形成相对统一和稳定的认识。本文仅仅是从这个制度 的几个比较实务的问题着手，研究其运行的机理，探讨其中的一些细节问题。其 中包括股东代表诉讼的本体法律关系的探究，诉讼参加主体的研讨，相关案件的 受理限制、审理原则，以及案件审结后的执行到位的问题。本文同时也考察了这 类诉讼中的一些责任承担问题进而在价值层面进行检讨。总之，希望这篇小小的 文章能够为实务操作提供一点点参考，进而对相关立法的完善进行一些些微薄的 推动作用。 关键词：股东代表诉讼，股东派生诉讼，法律关系，程序，执行 作 者：葛 峰 指导教师：王 斌 II II Abstract Study on Major Practical Problems and Handling of the shareholder Representative’s Litigation Study on Major Practical Problems and Handling of the shareholder Representative’s Litigation Abstract It had been going on for quite long period of time on the research and discussion of the shareholder representative’s litigation. However, it is still a relatively weak link in Chinese company law system. The prima facie reason is the introduction time of the shareholder representative’s litigation system is not very long, the relevant cases on this matter are also not sufficient and many experiences are in the stage of accumulation. The deep reason however lies on the matter of balance of interests in the company law system and such views have not yet been unified formed and stable understood among the company investors, managers as well as the judiciary institutions. This article merely touches on several practicing questions from this system, to study its operation mechanism and discuss a few detailed questions of it. Including study on the ontology legal relations of the shareholder representative’s litigation, main participants of the litigation, the limitation of admissibility of the case by the court, the trail principles and the actual enforcement issue after conclusion of the case. This article also examines the issue of responsibility undertaking in this kind of litigation for the further discussion on its internal value level. In brief, I hope this article can provide some reference for the practical operation, t