知识精讲课件l2-道德.pdfVIP

Ethics -- 2019 Instructor: Jie 1 Brief Introduction Topic weight: Study Session 1-2 Ethics Professional Standards 10%-15% Study Session 3 Quantitative Analysis 5%-10% Study Session 4 Economics 5%-10% Study Session 5-6 Financial Reporting and Analysis 10%-15% Study Session 7-8 Corporate Finance 5%-10% Study Session 9-11 Equity Valuation 10%-15% Study Session 12-13 Fixed Income 10%-15% Study Session 14 Derivative Investment 5%-10% Study Session 15 A rnative Investment 5%-10% Study Session 16-17 Portfolio Management 5%-15% Weights: 100% 2 Brief Introduction Content: ➢ Study Session 1: Ethical and Professional Standards (1) • Reading 1: Code of Ethics and Standards of Professional Conduct ( ) • Reading 2: Guidance for Standards Ⅰ- Ⅶ ( ) ➢ Study Session 2: Ethical and Professional Standards (2) • Reading 3: Application of the Code and Standards ( ) • Reading 4: Trading Allocation: Fair Dealing and Disclosure ( ) • Reading 5: Changing Investment Objectives ( ) 3 Brief Introduction 考纲对比: ➢ 与2018年相比，2019年考纲删除了CFA研究客观性标 准(Research Objectivity Standards) ，新增3个案例 。 4 Brief Introduction 学习建议: ➢ 本门课程难度比较高，类似于法条，有很多辨析； ➢ 区分Requirements和Recommendations ； ➢ 注意细则之间的关联性； ➢ 最好阅读CFA Program Curriculum （CFA官方教材）； ➢ 一定要多做题，推荐官方教材上的习题和历年模考题。