南德TUV-ISO90012015外审检查表.doc

Audit Question List ISO 9001:2015 Company: Client-no.: Order-no.: crt_f_07.96e created: Sami Gatz page PAGE 3 of NUMPAGES 16 Revision 1 reviewed: Michael Schlecht Valid from 01/01/2016 Audit type (standard / Revision): Certification Audit (ISO 9001:2015) Audit date (on site): Company / customer: Street / P.O. box: Zip-Code / state / city: Audit representative: Leadauditor/ auditor: Technical expert/ trainee: NA/ NA Site / Subsidiary, etc. : Certification based on sampling Total and effective number of employees: Date Lead Auditor(s) Note: Objective audit evidence shall be documented and uploaded to iCert. This Audit question list is recommended as the primary source of documentation of objective audit evidences. Alternatively, audit notes, process sheets, etc. could be used. As a rule, documented audit evidence (audit question list, audit notes or process sheets) should be completed separately for each audit and for each site (if applicable), for the pertinent process elements. The evaluation can be entered in the audit evaluation column (E): 1 = Conformity (including potential for improvement, where applicable). 2 = Minor nonconformity (lower-level non-conformity). 3 = Nonconformity (major nonconformity) n.a. = not applicable The final result of the evaluation shall always be documented in the action list (Annex1) Requirements Audit notes (Audit notes identified with “*” are to be reported in the Audit Report) (Implementation / Documented Information / reviewed evidence ...) E 4 Context of the organization 4.1 Understanding the org. and its context determine external and internal issues monitor and review info. 4.2 Understanding the needs and expectations of interested parties *Min. of 1 ex.: context of the org. *Min. of 1 ex.: interested parties *Min. of 1 ex.: statutory/regulatory req. determine: a) the interested parties relevant to the QMS b) the req. of these interested parties monitor and review info. about interested parties and their