监管科技在反洗钱领域的应用英文版22页.pdfVIP

Financial Stability Institute FSI Insights on policy implementation No 18 Suptech applications for anti-money laundering by Rodrigo Coelho, Marco De Simoni and Jermy Prenio August 2019 JEL classification: C45, G21, G38, O32 Keywords: anti-money laundering, suptech, innovation, data analytics FSI Insights are written by members of the Financial Stability Institute (FSI) of the Bank for International Settlements (BIS), often in collaboration with staff from supervisory agencies and central banks. The papers aim to contribute to international discussions on a range of contemporary regulatory and supervisory policy issues and implementation challenges faced by financial sector authorities. The views expressed in them are solely those of the authors and do not necessarily reflect those of the BIS or the Basel-based committees. Authorised by the Chairman of the FSI, Fernando Restoy. This publication is available on the BIS website (). To contact the BIS Media and Public Relations team, please email press@. You can sign up for email alerts at /emailalerts.htm. © Bank for International Settlements 2019. All rights reserved. Brief excerpts may be reproduced or translated provided the source is stated. ISSN 2522-2481 (print) ISBN 978-92-9259-287-5 (print) ISSN 2522-249X (online) ISBN 978-92-9259-288-2 (online) Contents Executive summary 1 Section 1 – Introduction 3 Section 2 – Data-related challenges faced by AML/CFT authorities 6 Section 3 – Data analytics tools 7 Tools developed or used by AML/CFT supervisors 8 Tools developed or used by financial intelligence units 10 How do AML/CFT authorities develop these tools? 12 Issues associated with the development and use of these tools 13 Section 4 – Conclusions 15 References17 Glossary 18 Suptech applications for anti-money laundering