2026年 CFA 二级道德与投资分析道德试卷含解析.docxVIP

2026年CFA二级道德与投资分析道德试卷含解析

考试时间：______分钟总分：______分姓名：______

第一部分：客观题

1.Aninvestmentprofessionalisdiscussinganewinvestmentstrategywithaclientduringasocialgathering.Theclientmentionsthatthestrategyinvolvesleveragingborrowedfundssignificantly.Theinvestmentprofessionalknowsthattheclienthasalowrisktolerancebutdoesnotexplicitlydisclosethehighleverageandpotentialrisksassociatedwiththestrategy.WhichofthefollowingactionsbytheinvestmentprofessionalbestalignswithStandardI(A)(DutyofLoyalty)andStandardIII(A)(DutyofCare)?