外贸单证实务——外贸单据审核.pptVIP

（3）应符合《UCP 600》相关运输条款的一切其他条件。 Ensure that other conditions stipulated in the appropriate transport articles of 《UCP 600》are complied with. （4）运输单据的收货人名称必须符合信用证的要求。 Ensure that the name of the consignee should comply with the requirement in the letter of credit. （5）在运输单据需要背书时正确背书。 Ensure the appropriate endorsement of the transport documents when it is required. （6）确保运输单据上载明托运人或其代理人的名称。 Ensure that the name of shipper or his agent is presented in the transport documents. （7）确保当运输单据有通知人时，其名称、地址按信用证要求填写。 Ensure that the name and address，if any，of the notifying party of the transport documents is filled according to the requirement in the letter of credit. （8）确保货物的描述与信用证上内容总体一致；如果出现唛头、数量以及其他规格，则必须与其在其他单据上的内容相一致。 Ensure that the description of the goods totally corresponds with the description of the goods as presented in the letter of credit，and that the marks and numbers as well as other specifications，if any ，must correspond with those stated on the other documents. （9）运输单据上的“运费预付”或“运费到付”要与信用证内容相符。 That the term of “freight prepaid” or “freight collect” of the transport documents should be as required in the letter of credit. （10）确保运输单据不出现使其成为“瑕疵”或“不清洁”的条款。 Ensure that there are no clauses on the transport documents that may render it “foul” or “unclean”. （1）运输单据提交的种类与信用证规定不符。 （2）未提交全套有效的提单。 （3）托运人的名称与信用证不一致。 （4）收货人的名称与信用证不一致。收货人或提单的抬头人要按照信用证的规定，不 （5）被通知人的名称与信用证规定不符。 （6）未按信用证规定正确背书（如果需要的话）。 （7）提交了不清洁的单据。 （8）运输单据中所列货物的名称、包装、数量等信息与信用证的规定不符。 （9）未按信用证的规定证明运费已付或运费到付。 （10）未注明承运人的名称。 （二）运输单据的常见不符点 （一）保险单据的审核要点 （1）确保按照信用证规定提交保险单、保险凭证和保险声明书。 Ensure that the policy、certificate and declaration as required by the letter of credit is presented. （2）提交全套正本保险单据。 That the full set of the insurance document issued is presented. （3）确保保险单的签发人是保险公司、保险商或其代理人。 Ensure that the policy is issued and signed by the insurance company or underwriter or their agents. 四、保险单据的审核 （4）确保保险单的签发日期或保险责任生效日期最迟在已装船或已发运或接受监管之日。 Ensure that the date of issuance or date from