原创力文档- 1、原创力文档（book118）网站文档一经付费（服务费），不意味着购买了该文档的版权，仅供个人/单位学习、研究之用，不得用于商业用途，未经授权，严禁复制、发行、汇编、翻译或者网络传播等，侵权必究。。
- 2、本站所有内容均由合作方或网友上传，本站不对文档的完整性、权威性及其观点立场正确性做任何保证或承诺！文档内容仅供研究参考，付费前请自行鉴别。如您付费，意味着您自己接受本站规则且自行承担风险，本站不退款、不进行额外附加服务；查看《如何避免下载的几个坑》。如果您已付费下载过本站文档，您可以点击 这里二次下载。
- 3、如文档侵犯商业秘密、侵犯著作权、侵犯人身权等，请点击“版权申诉”（推荐），也可以打举报电话：400-050-0827(电话支持时间：9:00-18:30)。
- 4、该文档为VIP文档，如果想要下载，成为VIP会员后，下载免费。
- 5、成为VIP后，下载本文档将扣除1次下载权益。下载后，不支持退款、换文档。如有疑问请联系我们。
- 6、成为VIP后，您将拥有八大权益，权益包括：VIP文档下载权益、阅读免打扰、文档格式转换、高级专利检索、专属身份标志、高级客服、多端互通、版权登记。
- 7、VIP文档为合作方或网友上传，每下载1次， 网站将根据用户上传文档的质量评分、类型等，对文档贡献者给予高额补贴、流量扶持。如果你也想贡献VIP文档。上传文档
查看更多
证券市场基础知识
目录
证券市场概述·············································（1）
证券与证券市场·········································（1）
证券市场参与者·········································（18）
证券市场的地位与功能···································（24）
股票·····················································（39）
股份有限公司···········································（39）
股票的特征与类型·······································（55）
普通股股票与优先股股票·································（72）
我国现行的股票类型·····································（81）
债券·····················································（87）
债券概述···············································（87）
公债···················································（96）
金融债券与公司债券····································（106）
国际债券··············································（115）
投资基金················································（120）
投资基金概述··········································（120）
投资基金管理与托管机构································（143）
我国的投资基金········································（145）
金融衍生工具············································（149）
金融期货与期权········································（150）
可转换证券············································（165）
其他衍生工具··········································（177）
证券机构················································（191）
第一节 证券经营机构········································（191）
第一节 证券服务机构 ······································（207）
证券市场运行··········································（231）
证券发行和流通市场··································（231）
证券价格和价格指数··································（260）
证券投资的收益和风险································（286）
证券市场法规体系与监管构架·····························（292）
证券市场法规体系····································（292）
证券市场监管体系····································（293）
证券市场监管的主要内容······························（324）
证券业从业人员的道德规范和行为准则·····················（411）
证券业从业人员的道德规范····························（411）
证券从业人员的行为准则······························（421）
第三版后记·····················································（430）
第一章 证券市场概述
文档评论（0）