投资银行监管模式的国际比较及其对中国的启示.pdfVIP

International Compare of Investment Banking Regulation and Supervision and the Enlightenment to China Abstract Investment banking is a high-risk industry. With the comprehensive opening of money market, how to supervise and regulate investment bank effectively has become to a hot topic. This article will give a strict definition of investment bank and supervision and regulation, analyze investment banking origin and historical evolution, and investment bank supervision and supervision pattern of America England Germany respectively, also give a comprehensive comparison research of these countries. Then this article elaborates our country’s investment bank and its supervision and regulation present, pointes out the enlightenment to China, and proposes some opinions and suggestions to improve the supervision and regulation of our investment bank. Finally, this article attempts to develop a supervision and regulation pattern, which suits to the future of China. Key Words: Investment Bank; the Pattern of Regulation and Supervision; International Compare; Enlightenment